FINANCIAL INSTITUTION COMPLIANCE
powered by Brian Johnson, CRCM
Hands-on personalized compliance support and regulatory audits.
FINANCIAL INSTITUTION COMPLIANCE
powered by Brian Johnson, CRCM
Hands-on personalized compliance support and regulatory audits.
ficompli is a regulatory compliance services company created by Brian Johnson offering hands-on personalized compliance support to banks, credit unions, and other institutions throughout the United States.
Brian is a Certified Regulatory Compliance Manager (CRCM) and senior compliance professional with over 20 years of compliance related experience focusing on bank and credit union related laws and regulations with a unique ability to translate regulatory requirements into an understandable language.
ficompli can provide you with timely and easy to understand answers to all of your compliance related questions. Additionally, ficompli can review your advertisements, disclosures, and other documents to ensure that they are compliant with applicable regulatory requirements. Various other methods of compliance support is offered including but not limited to consulting, project assistance, and fractional chief compliance officer functions.
Many different compliance support packages are available including Express Support which does not require a long-term contract.
ficompli can provide you with any regulatory compliance audit (aka reviews or tests), performed on-site or remotely, tailored to meet your specific needs. Available audits include but are not limited to:
To learn more about how ficompli can help you with your compliance needs, please fill out the contact form or give us a call / text at the phone number below.
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