Ficompli

Why Ficompli

A Different Kind of Compliance Partner

Ficompli was built on a simple idea: financial institutions deserve senior-level compliance expertise without the cost and complexity of a large firm.

Senior-Level Expertise

Every engagement is handled personally by Brian Johnson, CRCM — not delegated to junior staff. You get decades of real-world compliance experience on every project.

Flexible Service Model

From on-demand Q&A and document review to flat-fee audits and fractional CCO services — Ficompli fits your needs and your budget.

Independent & Objective

As a solo consultancy, Ficompli has no incentive to upsell unnecessary services. You get straight answers and honest guidance, every time.

Services

Compliance Consulting & Audit Services

Ficompli works with financial institutions and service providers of all sizes — from small community banks and credit unions to large national financial institutions.

Compliance Consulting

On-demand Q&A, document review, policy and procedure review, and regulatory guidance as issues arise.

Fractional CCO Services

Ongoing compliance program oversight and leadership for institutions that need senior compliance expertise without a full-time hire.

BSA/AML Audits

Independent audit of BSA/AML/OFAC compliance programs against regulatory expectations and examination standards.

Website Compliance Audits

Review of public-facing website content for compliance with advertising, disclosure, and regulatory requirements.

Lending Compliance Audits

Transaction testing and program review covering TILA, RESPA, ECOA, HMDA, and other applicable lending regulations.

Deposit Compliance Audits

Review of deposit operations, account disclosures, and Reg E/Reg DD compliance.

HMDA Audits

Data integrity review and program assessment for Home Mortgage Disclosure Act compliance.

Custom Compliance Audits

Every institution is different. Ficompli can design and conduct custom compliance audits tailored to your specific regulatory environment, risk profile, and operational needs.

About

Brian Johnson, CRCM

PRESIDENT & CEO

Brian Johnson founded Ficompli in 2017 after more than two decades in financial institution compliance. His career includes senior roles in the banking, credit union, and service provider sectors, where he developed deep expertise across all areas of compliance.

Brian holds the Certified Regulatory Compliance Manager (CRCM) designation and a Bachelor's degree from Iowa State University. He has also held the Credit Union Compliance Expert (CUCE) designation, and has spoken at industry conferences and published compliance content for financial institution audiences nationwide.

Ficompli has built a reputation for delivering practical, examiner-ready compliance solutions that financial institutions can rely on — year after year.

Financial Institution Compliance